A Strategic Presence in Asia
Global Investment Strategy HK Limited is part of the wider Global Investment Strategy Group and supports the group’s prime brokerage and trading capabilities across Asian markets. The office also facilitates access to Chinese listed securities through the Shanghai–Hong Kong Stock Connect programme.
The business provides regulated execution and market access services, operating within the same governance, risk and compliance framework that supports the wider group.
Regional Expertise
Regional market expertise supported by the governance, infrastructure and institutional standards of the wider Global Investment Strategy Group.
SFC
Regulated
Asian Market Access
24/5 Market Coverage
Regulation and Governance
Regulation and Governance
Global Investment Strategy HK Limited operates within a clearly defined regulatory framework.
SFC Licensed
Licensed and regulated by the Hong Kong Securities and Futures Commission (SFC).
Regulatory
Supervision
Subject to local regulatory requirements and ongoing supervision.
Group Standards
Aligned with group-wide compliance, risk management and governance standards.
Regulatory Integrity
This structure ensures clients benefit from regional expertise without compromising regulatory integrity or operational control.
Execution & Market Access
Core Global Investment Strategy HK Limited services supported across Asian markets.
Clearing & Custody
Secure clearing and custody solutions for institutional clients.
Post-Trade Operations Desk
Multi Asset Trading
Cross-asset execution across equities, fixed income and derivatives.
Multi-Asset Trading Desk
Global Trade Execution (24/5)
Round-the-clock trading access across global markets.
Global Trading Desk
Bond Execution
Fixed income trading and execution services.
Fixed Income Trading Desk
Cross-Border Trading
Seamless execution across jurisdictions supported by appropriate regulatory frameworks.
Cross-Border Trading Desk
Operational Alignment
Risk Management
Compliance and Reporting
Operational Controls
Technology and Infrastructure
Integrated with the Global Investment Strategy Group
Risk Management
Core Operating Principles
Unified Standards
Group-wide governance and operational frameworks.
Regional Execution
Local market expertise supported by global infrastructure.
Client Focus
Services designed to support professional and institutional clients.
Supporting Cross-Regional Activity
Institutional Clients
Asset managers and pension funds
Professional Investors
HNWIs and family offices
Financial Institutions
Banks and broker-dealers
One Group, Consistent Standards
GROUP ENTIties
Global Investment Strategy UK Limited
United Kingdom
Global Investment Strategy HK Limited
Hong Kong SAR
unified framework
Governance, Risk, Compliance, and Technology
Contact the Hong Kong Team
Speak with our Hong Kong team about regulated market access and execution services.